For clients who do not have an existing retirement plan, we offer FiduciaryFramework, a process where together we match our client with:
- Suitable 401(k) vendor
- Forming an investment policy statement
- Offering a comprehensive array of complementary investment selections
- Regularly providing fiduciary support
- Conducting participant investment education
Sometimes plan sponsors have a specific need to address. FiduciarySupport offers clients the flexibility to choose one or all of the services below.
- Fees/Expenses Assessment
- Investment – 12b-1 fees, finder’s fees, revenue sharing, wrap fees, etc.
- Administrative – Sub transfer agency fees, recordkeeping, custodial, trustee, etc.
- Investment Policy Statements
- Asset Class Structure
- Investment Screening
- Performance, Style Drift, Risk, Expense, etc.
- Education
- Fiduciary
- Participant Education online or in-person
- Vendor Search / RFP
- Investment selection(s)
- Third party administrator (TPA)
- Trust Company
- Fully bundled solution
FiduciaryDuty is similar to FiduciarySupport with the exception that we perform our services on an ongoing basis up to four times per year and report our findings and recommendations to the retirement committee members.
FiduciaryPartner is our all inclusive service, where the Plan Sponsor not only wants to regularly maintain the retirement plan they have, but also want to gauge the competitiveness of their program to other top vendors in the marketplace.
To complement FiduciaryDuty, We annually compare your existing Plan vendor(s) to several other similar vendors to assess the overall competitiveness of your current offering. |
